CODE OF GOOD PRACTICE ON KEY ASPECTS OFHIV/AIDS AND
EMPLOYMENT
1. INTRODUCTION
1.1. The Human Immunodeficiency Virus (HIV) and the Acquired
Immune Deficiency Syndrome (AIDS) are serious public health
problems which, have socio economic, employment and human rights
implications.
1.2. It is recognised that the HIV/AIDS epidemic will affect
every workplace, with prolonged staff illness, absenteeism, and
death impacting on productivity, employee benefits, occupational
health and safety, production costs and workplace morale.
1.3. HIV knows no social, gender, age or racial boundaries, but
it is accepted that socio-economic circumstances do influence
disease patterns. HIV thrives in an environment of poverty, rapid
urbanisation, violence and destabilisation. Transmission is
exacerbated by disparities in resources and patterns of migration
from rural to urban areas. Women, particularly are more vulnerable
to infection in cultures and economic circumstances where they have
little control over their lives.
1.4. Furthermore HIV/AIDS is still a disease surrounded by
ignorance, prejudice, discrimination and stigma. In the workplace
unfair discrimination against people living with HIV and AIDS has
been perpetuated through practices such as pre-employment HIV
testing, dismissals for being HIV positive and the denial of
employee benefits.
1.5. One of the most effective ways of reducing and managing the
impact of HIV/AIDS in the workplace is through the implementation
of an HIV/AIDS policy and programme. Addressing aspects of HIV/AIDS
in the workplace will enable employers, trade unions and government
to actively contribute towards local, national and international
efforts to prevent and control HIV/AIDS. In light of this, the Code
has been developed as a guide to employers, trade unions and
employees.
1.6. Furthermore the Code seeks to assist with the attainment of
the broader goals of:
-
- eliminating unfair discrimination in the workplace based on HIV
status;
- promoting a non-discriminatory workplace in which people living
with HIV or AIDS are able to be open about their HIV status without
fear of stigma or rejection;
- promoting appropriate and effective ways of managing HIV in the
workplace;
- creating a balance between the rights and responsibilities of
all parties; and
- giving effect to the regional obligations of the Republic as a
member of the Southern African Development Community.
2. OBJECTIVES
2.1. The Code's primary objective is to set out
guidelines for employers and trade unions to implement so as to
ensure individuals with HIV infection are not unfairly
discriminated against in the workplace. This includes provisions
regarding:
(i) creating a non-discriminatory work
environment;
(ii) dealing with HIV testing, confidentiality and
disclosure;
(iii) providing equitable employee
benefits;
(iv) dealing with dismissals; and
(v) managing grievance procedures.
2.2. The Code's secondary objective is to provide
guidelines for employers, employees and trade unions on how to
manage HIV/AIDS within the workplace. Since the HIV/AIDS epidemic
impacts upon the workplace and individuals at a number of different
levels, it requires a holistic response which takes all of these
factors into account. The Code therefore includes principles, which
are dealt with in more detail under the statutes listed in item
5.1., on the following:
(i) creating a safe working environment for all
employers and employees;
(ii) developing procedures to manage occupational
incidents and claims for compensation;
(iii) introducing measures to prevent the spread of
HIV;
(iv) developing strategies to assess and reduce the
impact of the epidemic upon the workplace; and
(v) supporting those individuals who are infected or
affected by HIV/AIDS so that they may continue to work productively
for as long as possible.
- In addition, the Code promotes the establishment of
mechanisms to foster co-operation at the following levels
:
-
- between employers, employees and trade unions in the
workplace; and
- between the workplace and other stakeholders at a
sectoral, local, provincial and national level.
3. POLICY PRinciPLES
3.2. The creation of a supportive environment so that
HIV infected employees are able to continue working under normal
conditions in their current employment for as long as they are
medically fit to do so.
3.3. The protection of human rights and dignity of
people living with HIV or AIDS is essential to the prevention and
control of HIV/AIDS.
3.4. HIV/AIDS impacts disproportionately on women and
this should be taken into account in the development of workplace
policies and programmes.
3.5 Consultation, inclusivity and encouraging full
participation of all stakeholders are key principles which should
underpin every HIV/AIDS policy and programme.
4. APPLICATION AND SCOPE
4.2. For the purposes of this code, the term "workplace"
should be interpreted more broadly than the definition given in the
Labour Relations Act, Act 66 of 1995, Section 213, to include the
working environment of, amongst others, persons not necessarily in
an employer-employee relationship, those working in the informal
sector and the self-employed.
4.3. This Code however does not impose any legal
obligation in addition to those in the Employment Equity Act and
Labour Relations Act, or in any other legislation referred to in
the Code. Failure to observe it does not, by itself, render an
employer liable in any proceedings, except where the Code refers to
obligations set out in law.
4.4. The Code should be read in conjunction with other
codes of good practice that may be issued by the Minister of
Labour.
5. LEGAL FRAMEWORK
5.1. The Code should be read in conjunction with the
Constitution of South Africa Act, No. 108 of 1996, and all relevant
Legislation which includes the following:
(i) Employment Equity Act, No. 55 of 1998;
(ii) Labour Relations Act, No. 66 of 1995;
(iii) Occupational Health and Safety Act, No. 85 of
1993;
(iv) Mine Health and Safety Act, No. 29 of
1996;
(v) Compensation for Occupational Injuries and Diseases
Act, No. 130 of 1993;
(vi) Basic Conditions of Employment Act, No. 75 of 1997;
and
(vii) Medical Schemes Act, No. 131 of 1998.
(viii) Promotion of Equality and Prevention of Unfair
Discrimination Act, No. 4 of 2000.
5.2. The contents of this code should be taken into
account when developing, implementing or reviewing any workplace
policies or programmes in terms of the statutes listed
above.
5.3. The following are selected, relevant sections
contained in certain of the above-mentioned legislation. These
should be read in conjunction with other legislative
provisions.
5.3.1. The Code is issued in terms of Section 54(1)(a)
of the Employment Equity Act, No 55 of 1998 and is based on the
principle that no person may be unfairly discriminated against on
the basis of their HIV status. In order to assist employers and
employees to apply this principle consistently in the workplace,
the Code makes reference to other pieces of
legislation.
5.3.2. Section 6(1) of the Employment Equity Act
provides that no person may unfairly discriminate against an
employee, or an applicant for employment, in any employment policy
or practice, on the basis of his or her HIV status. In any legal
proceedings in which it is alleged that any employer has
discriminated unfairly, the employer must prove that any
discrimination or differentiation was fair.
5.3.3. No employee, or applicant for employment, may be
required by their employer to undergo an HIV test in order to
ascertain their HIV status. HIV testing by or on behalf of an
employer may only take place where the Labour Court has declared
such testing to be justifiable in accordance with Section 7(2) of
the Employment Equity Act.
5.3.4. In accordance with Section 187(1)(f) of the
Labour Relations Act, No. 66 of 1995, an employee with HIV/AIDS may
not be dismissed simply because he or she is HIV positive or has
AIDS. However where there are valid reasons related to their
capacity to continue working and fair procedures have been
followed, their services may be terminated in accordance with
Section 188(1)(a)(i).
5.3.5. In terms of Section 8(1) of the Occupational
Health and Safety Act, No. 85 of 1993; an employer is obliged to
provide, as far as is reasonably practicable, a safe workplace.
This may include ensuring that the risk of occupational exposure to
HIV is minimised.
5.3.6. Section 2(1) and Section 5(1) of the Mine Health
and Safety Act, No. 29 of 1996 provides that an employer is
required to create, as far as is reasonably practicable, a safe
workplace. This may include ensuring that the risk of occupational
exposure to HIV is minimised.
5.3.7. An employee who is infected with HIV as a result
of an occupational exposure to infected blood or bodily fluids, may
apply for benefits in terms of Section 22(1) of the Compensation
for Occupational Injuries and Diseases Act, No. 130 of
1993.
5.3.8. In accordance with the Basic Conditions of
Employment Act, No. 75 of 1997, every employer is obliged to ensure
that all employees receive certain basic standards of employment,
including a minimum number of days sick leave [Section
22(2)].
5.3.9. In accordance with Section 24(2)(e) of the
Medical Schemes Act, No 131 of 1998, a registered medical aid
scheme may not unfairly discriminate directly or indirectly against
its members on the basis of their "state of health". Further in
terms of s 67(1)(9) regulations may be drafted stipulating that all
schemes must offer a minimum level of benefits to their
members.
5.3.10. In accordance with both the common law and
Section 14 of the Constitution of South Africa Act, No. 108 of
1996, all persons with HIV or AIDS have a right to privacy,
including privacy concerning their HIV or AIDS status. Accordingly
there is no general legal duty on an employee to disclose his or
her HIV status to their employer or to other
employees.
6. PROMOTING A NON-DISCRIMINATORY WORK
ENVIRONMENT
6.1. No person with HIV or AIDS shall be unfairly
discriminated against within the employment relationship or within
any employment policies or practices, including with regard
to:
- recruitment procedures, advertising and selection
criteria;
- appointments, and the appointment process, including
job placement;
- job classification or grading;
- remuneration, employment benefits and terms and
conditions of employment;
- employee assistance programmes;
- job assignments;
- the workplace and facilities;
- occupational health and safety;
- training and development;
- performance evaluation systems;
- promotion, transfer and demotion;
- disciplinary measures short of dismissal; and
- termination of services.
6.2. To promote a non-discriminatory work environment
based on the principle of equality, employers and trade unions
should adopt appropriate measures to ensure that employees with HIV
and AIDS are not unfairly discriminated against and are protected
from victimisation through positive measures such as:
(i) preventing unfair discrimination and stigmatisation
of people living with HIV or AIDS through the development of
HIV/AIDS policies and programmes for the workplace;
(ii) awareness, education and training on the rights of
all persons with regard to HIV and AIDS;
(iii) mechanisms to promote acceptance and openness
around HIV/AIDS in the workplace;
(iv) providing support for all employees infected or
affected by HIV and AIDS; and
(v) grievance procedures and disciplinary measures to
deal with HIV-related complaints in the workplace.
7. HIV TESTING, CONFIDENTIALITY AND
DISCLOSURE
7.1. HIV Testing
7.1.1.No employer may require an employee, or an
applicant for employment, to undertake an HIV test in order to
ascertain that employee's HIV status. As provided for in the
Employment Equity Act, employers may approach the Labour Court to
obtain authorisation for testing.
7.1.2. Whether s 7(2) of the Employment Equity Act
prevents an employer-provided health service supplying a test to an
employee who requests a test, depends on whether the Labour Courts
would accept that an employee can knowingly agree to waive the
protection in the section. This issue has not yet been decided by
the courts.
7.1.3. In implementing the sections below, it is
recommended that parties take note of the position set out in item
7.1.2.
7.1.4. Authorised testing
Employers must approach the Labour Court for authorisation in,
amongst others, the following circumstances:
(i) during an application for
employment;
(ii) as a condition of employment;
(iii) during procedures related to termination of
employment;
(iv) as an eligibility requirement for training or staff
development programmes; and
(v) as an access requirement to obtain employee
benefits.
7.1.5. Permissable testing
(a) An employer may provide testing to an employee who
has requested a test in the following circumstances:
- As part of a health care service provided in the
workplace;
- In the event of an occupational accident carrying a
risk of exposure to blood or other body fluids;
- For the purposes of applying for compensation following
an occupational accident involving a risk of exposure to blood or
other body fluids.
(b) Furthermore, such testing may only take place within
the following defined conditions:
- At the initiative of an employee;
- Within a health care worker and employee-patient
relationship;
- With informed consent and pre- and post-test
counselling, as defined by the Department of Health's National
Policy on Testing for HIV; and
- With strict procedures relating to confidentiality of
an employee's HIV status as described in clause 7.2 of this
Code.
7.1.6 All testing, including both authorised and
permissible testing, should be conducted in accordance with the
Department of Health's National Policy on Testing for HIV issued in
terms of the National Policy for Health Act, No. 116 of
1990.
7.1.7. Informed consent means that the individual has
been provided with information, understands it and based on this
has agreed to undertake the HIV test. It implies that the
individual understands what the test is, why it is necessary, the
benefits, risks, alternatives and any possible social implications
of the outcome.
7.1.8. Anonymous, unlinked surveillance or
epidemiological HIV testing in the workplace may occur provided it
is undertaken in accordance with ethical and legal principles
regarding such research. Where such research is done, the
information obtained may not be used to unfairly discriminate
against individuals or groups of persons. Testing will not be
considered anonymous if there is a reasonable possibility that a
person's HIV status can be deduced from the results.
7.2. Confidentiality and Disclosure
7.2.1. All persons with HIV or AIDS have the legal right to
privacy. An employee is therefore not legally required to disclose
his or her HIV status to their employer or to other employees.
7.2.2. Where an employee chooses to voluntarily disclose his or
her HIV status to the employer or to other employees, this
information may not be disclosed to others without the employee's
express written consent. Where written consent is not possible,
steps must be taken to confirm that the employee wishes to disclose
his or her status.
7.2.3. Mechanisms should be created to encourage openness,
acceptance and support for those employers and employees who
voluntarily disclose their HIV status within the workplace,
including:
(i) encouraging persons openly living with HIV or AIDS to
conduct or participate in education, prevention and awareness
programmes;
(ii) encouraging the development of support groups for employees
living with HIV or AIDS; and
(iii) ensuring that persons who are open about their HIV or AIDS
status are not unfairly discriminated against or stigmatised.
8. PROMOTING A SAFE WORKPLACE
- An employer is obliged to provide and maintain,
as far as is reasonably practicable, a workplace that is safe and
without risk to the health of its employees.
- The risk of HIV transmission in the workplace is
minimal. However occupational accidents involving bodily fluids may
occur, particularly in the health care professions. Every workplace
should ensure that it complies with the provisions of the
Occupational Health and Safety Act, including the Regulations on
Hazardous Biological Agents, and the Mine Health and Safety Act,
and that its policy deals with, amongst others :
-
- the risk, if any, of occupational transmission within
the particular workplace;
- appropriate training, awareness, education on the use
of universal infection control measures so as to identify, deal
with and reduce the risk of HIV transmission in the
workplace;
- providing appropriate equipment and materials to
protect employees from the risk of exposure to HIV;
- the steps that must be taken following an occupational
accident including the appropriate management of occupational
exposure to HIV and other blood borne pathogens, including access
to post-exposure prophylaxis;
- the procedures to be followed in applying for
compensation for occupational infection;
- the reporting of all occupational accidents;
and
- adequate monitoring of occupational exposure to HIV to
ensure that the requirements of possible compensation claims are
being met.
9. COMPENSATION FOR OCCUPATIONALLY ACQUIRED
HIV
9.1. An employee may be compensated if he or she becomes
infected with HIV as a result of an occupational accident, in terms
of the Compensation for Occupational Injuries and Diseases
Act.
9.2. Employers should take reasonable steps to assist
employees with the application for benefits including:
(i) providing information to affected employees on the
procedures that will need to be followed in order to qualify for a
compensation claim; and
(ii) assisting with the collection of information which
will assist with proving that the employees were occupationally
exposed to HIV infected blood.
9.3. Occupational exposure should
be dealt with in terms of the Compensation for Occupational
Injuries and Diseases Act. Employers should ensure that they comply
with the provisions of this Act and any procedure or guideline
issued in terms thereof.
10. EMPLOYEE BENEFITS
10.1. Employees with HIV or AIDS may not be unfairly
discriminated against in the allocation of employee benefits.
10.2. Employees who become ill with AIDS should be treated like
any other employee with a comparable life threatening illness with
regard to access to employee benefits.
10.3. Information from benefit schemes on the medical status of
an employee should be kept confidential and should not be used to
unfairly discriminate.
10.4. Where an employer offers a medical scheme as part of the
employee benefit package it must ensure that this scheme does not
unfairly discriminate, directly or indirectly, against any person
on the basis of his or her HIV status.
11. DISMISSAL
11.1. Employees with HIV/AIDS may not be dismissed
solely on the basis of their HIV/AIDS status.
11.2. Where an employee has become too ill to perform
their current work, an employer is obliged to follow accepted
guidelines regarding dismissal for incapacity before terminating an
employee's services, as set out in the Code of Good Practice on
Dismissal contained in Schedule 8 of the Labour Relations
Act.
11.3. The employer should ensure that as far as
possible, the employee's right to confidentiality regarding his or
her HIV status is maintained during any incapacity proceedings. An
employee cannot be compelled to undergo an HIV test or to disclose
his or her HIV status as part of such proceedings unless the Labour
Court authorised such a test.
12. GRIEVANCE PROCEDURES
12.1. Employers should ensure that the rights of
employees with regard to HIV/AIDS, and the remedies available to
them in the event of a breach of such rights, become integrated
into existing grievance procedures.
12.2. Employers should create an awareness and
understanding of the grievance procedures and how employees can
utilise them.
12.3. Employers should develop special measures to
ensure the confidentiality of the complainant during such
proceedings, including ensuring that such proceedings are held in
private.
13. MANAGEMENT OF HIV IN THE WORKPLACE
13.1. The effective management of HIV/AIDS in the workplace
requires an integrated strategy that includes, amongst others, the
following elements:
13.1.1. An understanding and assessment of the impact of
HIV/AIDS on the workplace; and
13.1.2. Long and short term measures to deal with and reduce
this impact, including:
- An HIV/AIDS Policy for the workplace
- HIV/AIDS Programmes, which would incorporate:
- Ongoing sustained prevention of the spread of HIV among
employees and their communities;
- Management of employees with HIV so that they are able to work
productively for as long as possible; and
- Strategies to deal with the direct and indirect costs of
HIV/AIDS in the workplace.
14. ASSESSING THE IMPACT OF HIV/AIDS ON THE
WORKPLACE
14.1. Employers and trade unions should develop appropriate
strategies to understand, assess and respond to the impact of
HIV/AIDS in their particular workplace and sector. This should be
done in cooperation with sectoral, local, provincial and national
initiatives by government, civil society and non-governmental
organisations.
14.2. Broadly, impact assessments should include:
(i) Risk profiles; and
(ii) Assessment of the direct and indirect costs of
HIV/AIDS;
14.3. Risk profiles may include an assessment of the
following:
-
- The vulnerability of individual employees or categories of
employees to HIV infection;
- The nature and operations of the organisation and how these may
increase susceptibility to HIV infection (eg migrancy or hostel
dwellings);
- A profile of the communities from which the organisation draws
its employees;
- A profile of the communities surrounding the organisation's
place of operation; and
- An assessment of the impact of HIV/AIDS upon their target
markets and client base.
14.4. The assessments should also consider the impact that the
HIV/AIDS epidemic may have on:
(i) Direct costs such as costs to employee benefits, medical
costs and increased costs related to staff turnover such as
training and recruitment costs and the costs of implementing an
HIV/AIDS programme;
(ii) Indirect costs such as costs incurred as a result of
increased absenteeism, employee morbidity, loss of productivity, a
general decline in workplace morale and possible workplace
disruption;
The cost effectiveness of any HIV/AIDS
interventions should also be measured as part of an impact
assessment
14.5.
15. MEASURES TO DEAL WITH HIV/AIDS WITHIN THE
WORKPLACE
15.1. A Workplace HIV/AIDS Policy
16. INFORMATION AND EDUCATION
16.1. The Department of Labour should ensure that copies
of this code are available and accessible.
16.2. Employers and employer organisations should
include the Code in their orientation, education and training
programmes of employees.
16.3. Trade unions should include the Code in their
education and training programmes of shop stewards and
employees.
GLOSSARY
Affected employee:
AIDS:
Epidemiological
HIV:
HIV testing:
HIV positive:
Infected employee:
Informed consent:
Policy:
Pre and post test counselling:
Reasonable Accommodation:
STDs:
Surveillance Testing:
This is anonymous, unlinked testing which is done in order to
determine the incidence and prevalence of disease within a
particular community or group to provide information to control,
prevent and manage the disease. a process of counselling which
facilitates an understanding of the nature and purpose of the HIV
test. It examines what advantages and disadvantages the test holds
for the person and the influence the result, positive or negative,
will have on them.means any modification or adjustment to a job or
to the workplace that is reasonably practicable and will enable a
person living with HIV or AIDS to have access to or participate or
advance in employment. acronym for "sexually transmitted diseases".
These are infections passed from one person to another during
sexual intercourse, including syphilis, gonorrhea and HIV. a
document setting out an organisation's position on a particular
issue. a process of obtaining consent from a patient which ensures
that the person fully understands the nature and implications of
the test before giving his or her agreement to it. an employee who
has tested positive for HIV or who has been diagnosed as having
HIV/AIDS.having tested positive for HIV infection. taking a medical
test to determine a person's HIV status. This may include written
or verbal questions inquiring about previous HIV tests; questions
related to the assessment of 'risk behaviour' (for example
questions regarding sexual practices, the number of sexual partners
or sexual orientation); and any other indirect methods designed to
ascertain an employee's or job applicant's HIV status. HIV is the
acronym for "human immuno deficiency virus". HIV is a virus which
attacks and may ultimately destroy the body's natural immune
system.: The study of disease patterns, causes, distribution and
mechanisms of control in society. AIDS is the acronym for "acquired
immune deficiency syndrome". AIDS is the clinical definition given
to the onset of certain life-threatening infections in persons
whose immune systems have ceased to function properly as a result
of infection with HIV. an employee who is affected in any way by
HIV/AIDS eg if they have a partner or a family member who is HIV
positive.
15.1.1. Every workplace should develop an HIV/AIDS policy, in
order to ensure that employees affected by HIV/AIDS are not
unfairly discriminated against in employment policies and
practices. This policy should cover:(i) the organisation's position
on HIV/AIDS;(ii) an outline of the HIV/AIDS programme;
(iii) details on employment policies (e.g. position regarding
HIV testing, employee benefits, performance management and
procedures to be followed to determine medical incapacity and
dismissal);
(iv) express standards of behaviour expected of employers and
employees and appropriate measures to deal with deviations from
these standards;
(v) grievance procedures in line with item 12 of this Code;
(vi) set out the means of communication within the organisation
on HIV/AIDS issues;
(vii) details of employee assistance available to persons
affected by HIV/AIDS;
(viii) details of implementation and coordination
responsibilities; and
(ix) monitoring and evaluation mechanisms.
15.1.2. All policies should be developed in consultation with
key stakeholders within the workplace including trade unions,
employee representatives, occupational health staff and the human
resources department.
15.1.3. The policy should reflect the nature and needs of the
particular workplace.
15.1.4. Policy development and implementation is a dynamic
process, so the workplace policy should be:
(i) communicated to all concerned;
(ii) routinely reviewed in light of epidemiological and
scientific information; and
(iii) monitored for its successful implementation and evaluated
for its effectiveness.
15.2. Developing Workplace HIV/AIDS Programmes
15.2.1. It is recommended that every workplace works towards
developing and implementing a workplace HIV/AIDS programme aimed at
preventing new infections, providing care and support for employees
who are infected or affected, and managing the impact of the
epidemic in the organisation.
15.2.2. The nature and extent of a workplace programme should be
guided by the needs and capacity of each individual workplace.
However, it is recommended that every workplace programme should
attempt to address the following in cooperation with the sectoral,
local, provincial and national initiatives:
(i) hold regular HIV/AIDS awareness programmes;
(ii) encourage voluntary testing;
(iii) conduct education and training on HIV/AIDS;
(iv) promote condom distribution and use;
(v) encourage health seeking behaviour for STD's;
(vi) enforce the use of universal infection control
measures;
(vii) create an environment that is conducive to openness,
disclosure and acceptance amongst all staff;
(viii) endeavour to establish a wellness programme for employees
affected by HIV/AIDS;
(ix) provide access to counselling and other forms of social
support for people affected by HIV/AIDS;
(x) maximise the performance of affected employees through
reasonable accommodation, such as investigations into alternative
sick leave allocation;
(xi) develop strategies to address direct and indirect costs
associated with HIV/AIDS in the workplace, as outlined under item
14.4
(xii) regularly monitor, evaluate and review the programme.
15.2.3. Employers should take all reasonable steps to assist
employees with referrals to appropriate health, welfare and
psycho-social facilities within the community, if such services are
not provided at the workplace
4.1. All employers and employees, and their respective
organisations are encouraged to use this Code to develop, implement
and refine their HIV/AIDS policies and programmes to suit the needs
of their workplaces.3.1. The promotion of equality and
non-discrimination between individuals with HIV infection and those
without, and between HIV/AIDS and other comparable health/medical
conditions.